In a quick update to financial professionals, this video addresses some of the new information from the Department of Labor’s (DOL) Fiduciary Rule. After meeting with our carrier partners and gathering insights from our own research, we are able to identify four high-level requirements published by the DOL in its highly-anticipated and recently-released FAQ.

Summary of DOL requirements when working with qualified funds:

  • Your responsibility as a Fiduciary
  • Changes in sales practices and new documentation requirements
  • Oversight and potential risk imposed on your business
  • Disclosures in your compensation structure

The update is only about 10 minutes long, but it is full of important information on steps we are taking to help you prepare your business. If you have any questions about the recording or the DOL’s Rule, please don’t hesitate to give us a call at 800.362.1097.  

©2016 Brokers International, Ltd. All rights reserved.
For financial professional use only. Not for use with the general public.

Complete the form and watch the DOL News Update
DOL Rules for Qualified Funds
Presented by:
Mark Williams, President and CEO of Brokers International

By clicking this submit, you submit your information to the webinar organizer, who will use it to communicate with you regarding this event and their other services.

The DOL’s Fiduciary Rule could change the way you work with your clients and their qualified funds. Is your business prepared? Learn how Brokers International can help.